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SEC Announces First Fee Rate Advisory for Fiscal Year 2024

SEC Announces First Fee Rate Advisory for Fiscal Year 2024

The Securities and Exchange Commission today announced that the fees that public companies and other issuers pay to register their securities with the Commission will…

SEC Awards Whistleblower More Than $18 Million

SEC Awards Whistleblower More Than $18 Million

The Securities and Exchange Commission today announced an award of more than $18 million to a whistleblower whose information and assistance led to a successful…

Top Dog Law Announces New Office Location in Atlanta

Atlanta, Georgia – Top Dog Law, a renowned personal injury law firm known for its steadfast commitment to justice, is thrilled to announce the opening…

Top Dog Law Announces New Office Location in Atlanta

Atlanta, Georgia – Top Dog Law, a renowned personal injury law firm known for its steadfast commitment to justice, is thrilled to announce the opening…

Wells Fargo Settles with SEC for Charging Excessive Advisory Fees

Wells Fargo Settles with SEC for Charging Excessive Advisory Fees

The Securities and Exchange Commission today charged Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively, Wells Fargo) for overcharging more…

Sarah Denner of Gearing Rackner & McGrath Named to 2023 Oregon Super Lawyers List

Portland, Oregon – Gearing Rackner & McGrath, a renowned family law firm, announced today that attorney Sarah Denner, a Partner with the firm, has been…

Department of Labor announces corporate-wide settlement agreement  with Dollar Tree, Family Dollar to address hazards at thousands of US stores

Department of Labor announces corporate-wide settlement agreement with Dollar Tree, Family Dollar to address hazards at thousands of US stores

August 23, 2023   From OSHA: Read More

SEC Charges Former Attorney at U.S.-Based Global Law Firm with Insider Trading

SEC Charges Former Attorney at U.S.-Based Global Law Firm with Insider Trading

The Securities and Exchange Commission today announced insider trading charges against Romero Cabral da Costa Neto for trading based on material, nonpublic information concerning a…

SEC Charges Former New Jersey Corrections Officer with Crypto Fraud Scheme Targeting Law Enforcement Personnel

SEC Charges Former New Jersey Corrections Officer with Crypto Fraud Scheme Targeting Law Enforcement Personnel

The Securities and Exchange Commission today charged former New Jersey State Correctional Police Officer John A. DeSalvo with fraudulently raising funds through the unregistered offering…

SEC Reopens Comment Period for Enhanced Safeguarding Rule for Registered Investment Advisers Proposal

SEC Reopens Comment Period for Enhanced Safeguarding Rule for Registered Investment Advisers Proposal

The Securities and Exchange Commission today reopened the comment period on its proposed rule that would redesignate and amend the current custody rule under the…