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SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings

The Securities and Exchange Commission today announced charges against two private companies and one registered investment adviser for failing to timely file Forms D for…

SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico

The Securities and Exchange Commission today charged registered investment adviser Silver Point Capital L.P. with failing to establish, implement, and enforce written policies and procedures…

Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports

The Securities and Exchange Commission today charged registered broker-dealer Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, for failing to file certain Suspicious…

Global Aerospace Company AAR and Former Executive of its Subsidiary Settle Charges for Bribing Nepalese and South African Officials

The Securities and Exchange Commission today announced that Illinois-based AAR CORP., a global provider of aviation services and products, agreed to resolve Foreign Corrupt Practices…

Friedland & Associates Announces Rebrand to Friedland Law

West Palm Beach, Florida – Friedland & Associates, the leading personal injury law firm renowned for a client centric approach and a proven track record…

Friedland & Associates Announces Rebrand to Friedland Law

West Palm Beach, Florida – Friedland & Associates, the leading personal injury law firm renowned for a client centric approach and a proven track record…

SEC Approves 2025 PCAOB Budget and Accounting Support Fee

The Securities and Exchange Commission voted today to approve the 2025 budget of the Public Company Accounting Oversight Board (PCAOB) and the related annual accounting…

Sutliff & Stout Launches Houston’s Most Comprehensive, Updated Resource on Car Accidents and Legal Representation

Houston, Texas – Sutliff & Stout, a Houston-based personal injury law firm renowned for its client-focused approach and expert legal counsel, is proud to announce…

Sutliff & Stout Launches Houston’s Most Comprehensive, Updated Resource on Car Accidents and Legal Representation

Houston, Texas – Sutliff & Stout, a Houston-based personal injury law firm renowned for its client-focused approach and expert legal counsel, is proud to announce…

SEC Charges Express, Inc. with Failing to Disclose Nearly $1 Million in Perks Provided to Former CEO

The Securities and Exchange Commission today announced settled charges against Ohio-based Express, Inc., a multi-brand American fashion retailer, for failing to disclose executive compensation it…

Sommers Schwartz PC Investigates Father Joseph Carne’s Years of Alleged Sexual Abuse

Jun 25, 2024

Former Coinbase Manager and His Brother Agree to Settle Insider Trading Charges Relating to Crypto Asset Securities

May 30, 2023

Vince McMahon, Former CEO of WWE, Charged for Failure to Disclose to WWE Two Settlement Agreements He Executed on Behalf of WWE

Jan 10, 2025

Nicolet Law Accident & Injury Lawyers Acquires Spiten Law Firm and Expands into Roseville, MN

Jan 4, 2024

SEC Charges Exiled Chinese Businessman Miles Guo and His Financial Advisor William Je in $850 Million Fraud Scheme

Mar 15, 2023

A Tradition of Excellence Continues: Steinberg Law Firm Attorneys Recognized by Best Lawyers in 2025 in America

Aug 26, 2024

Bold Patents Secures Patent for Client’s Innovative Champagne Cork

Dec 22, 2023

Indianapolis Man Shot by Police Takes Legal Action

Feb 13, 2023

SEC Adopts Reporting Enhancements for Registered Investment Companies and Provides Guidance on Open-End Fund Liquidity Risk Management Programs

Aug 28, 2024

Richard Wirtz Receives Martindale-Hubbell Silver Client Champion Award

Apr 11, 2023

The Steinberg Law Firm Announces 2024 College Scholarship Program

Feb 9, 2024

SEC Charges FinTech Investment Adviser Titan for Misrepresenting Hypothetical Performance of Investments and other Violations

Aug 21, 2023

Emmanuel Sheppard & Condon Secures $1.9 Million Settlement for Young Mother in Landmark Personal Injury Case

Aug 20, 2024

SEC Announces Departure of Enforcement Director Gurbir S. Grewal

Oct 2, 2024

SEC Secures Emergency Relief to Protect Binance.US Customers’ Assets

Jun 17, 2023